We work directly with business owners, CFOs, Controllers, and HR Personnel and act as the prudent expert of the retirement plan through a process for best practices.

Quarterly Meetings

Set up quarterly meetings to help formulize investment committee from administrative committee

Record Keeping

Take minutes for meetings and maintain these records for our client files and records.

Renegotiate with Vendors

Renegotiate cost savings with vendors and brokers

Delegation of Liability

Create proper delegation of liability for firms and agencies to protect Board of Directors / City Council

Research Independently

Monitor and report to proper authorities, investment research independently from vendor

Educate and Awareness

Educate employees without selling a product on investments and proper financial planning

Our Service Model

Understanding Roles and Duties

Fiduciary Functions (investment)

  • Develop Investment Policy Statement

  • Evaluate and Monitor Plan's investment options

  • Comply with and understand Plan documents

  • Analyze all Plan vendors

  • Analyze all Plan costs

  • Prepare summary report for the Board

Settlor Functions (administrative)

  • Plan design

  • Plan amendments

  • Summary Plan Description maintenance

  • Voluntary corrections

  • Required participant communication

  • Prepare summary report for the Board